File Checker

Selby, £24,000 - £30,000 Permanent
Reference: P8JOB5022 | Specialist area: Finance | Sector: Finance

Pyramid8 are working closely with a well-established Financial establishment who are looking for a an experienced Broker or someone from the financial world to join the team due to expansion.

This is a very flexible and niche role and would be interested in speaking to candidates that have come from a regulation background with the experience of checking files.

We are looking for someone who is CeMAP qualified who can carry out regulated mortgage file checks.

The role will help & support our Regulated Brokers via role plays, case monitoring etc. through to award of CAS status

This role will support the Regulated team to provide this hands-on advice and support to new Brokers coming through the system and completing the role plays and carrying out file checks etc. We have admin support in the compliance team who do the basic 'box ticking' on the file checks , just need that experienced head to supplement what the team is doing and to look at the finer details of the case to ensure everything is fully covered off and compliant as it should be.

The role and responsibilities:

  • Provide general business support and to the Regulated Mortgage and Protection Team including employed staff, self - employed Registered Individuals and Appointed Representatives.
  • Where required provide formal training support to the Regulated Mortgage and Protection team.
  • Complete Case Observations and role plays as necessary with newly qualified Advisers pre-CAS status.
  • Make recommendations to the Compliance Committee with full supporting evidence provided for the granting of CAS status to newly qualified Advisers.
  • Carry out case file checks on Regulated Mortgage and Protection Insurance files in accordance with the Company declared schedule of case file checking.
  • Provide all necessary reports and Management Information regarding file checks to the Compliance Committee.

Self - manage Mortgage and Protection cases in support of the overall business revenue target

Experience and knowledge required:

  • CeMAP qualified
  • Have worked in a regulated environment
  • A proven track record of file checking
  • Experience of calls and file handling
  • Knowledge of Commercial Broking




Free parking

Perk box

Flexible working


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